FINOP Webinar: Net Capital – Common Pitfalls for Small Firms

Join FINRA's Office of Financial and Operational Risk Policy (OFORP) for this 30-minute session that focuses on common net capital challenges faced by small firms. FINRA staff experts share their expertise on maintaining net capital compliance, with special attention to US GAAP revenue recognition and accrual practices that frequently create financial compliance issues. The presentation will conclude with a Q&A session addressing participant questions.

These events are open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.

Date

August 12, 2025
1 p.m. - 1:30 p.m.

REGISTER